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Research Paper - (2004) Volume 12, Issue 4

Achieving practice participation in a quality agenda: The Somerset Practice Quality Programme 1998–2003

Lindsay FP Smith MD FRCP FRCGP1*, Anthony T Wright BM FRCP FRCGP2, Philip Skinner MB BCHIR MRCGP 3

1General Practitioner, Taunton

2General Practitioner, Edington

3General Practitioner, West Coker Ex-Medical Audit Advisory Group Chairs, Somerset Medical Audit Advisory Group (MAAG), UK

Corresponding Author:
Dr Lindsay FP Smith
East Somerset Research Consortium
Westlake Surgery, High Street, West Coker
Somerset BA22 9AH, UK
Tel: +44 (0)1935 862624
Fax: +44 (0)1935 862042
Email: research@esrec. nhs.uk

Received date: 20 May 2004; Accepted date: 25 June 2004

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Abstract

Background Many barriers exist to improving the quality of primary care. A range of initiatives have been tested in the past to achieve improvement. No one model has been found to be particularly useful or effective. All existing models have defects. Setting The old Somerset Health Authority area in the West of England, UK. Method Comparison of quality improvement schemes in the primary care organisations (PCOs), and with the new general practitioner (GP) contract quality and outcomes framework. Results The practice quality programmes of three of the four PCOs evolved from a core practice quality plan (PQP) produced by the old Somerset Medical Audit Advisory Group. They were funded to different levels, and have developed differentially over five to six years. The other PCO eventually opted out of the PQP system and has encouraged its practices to undertake the Royal College of General Practitioners’ (RCGP) Quality Practice Award. All practices within the three PCOs with PQPs participated in the last year reviewed. There ismuch overlap between the three PQPs, and also with the qualityand outcomes framework of the new GP contract. Conclusion The Somerset practice quality programme was an effective way of improving practice participation in quality activities within Somerset. Thus, practices in Somerset were well placed to achieve the quality markers of the new GP contract. Such a PQP should be attractive to other PCOs in the UK and could be used to encourage greater participation in quality activity, especially in terms of local quality initiatives. Background Many barriers exist to improving thequality of primary care. A range of initiatives havebeen tested in the past to achieve improvement. Noone model has been found to be particularly usefulor effective. All existing models have defects.Setting The old Somerset Health Authority area inthe West of England, UK.Method Comparison of quality improvementschemes in the primary care organisations (PCOs),and with the new general practitioner (GP) contractquality and outcomes framework.Results The practice quality programmes of threeof the four PCOs evolved from a core practicequality plan (PQP) produced by the old SomersetMedical Audit Advisory Group. They were fundedto different levels, and have developed differentiallyover five to six years. The other PCO eventuallyopted out of the PQP system and has encouraged itspractices to undertake the Royal College of GeneralPractitioners’ (RCGP) Quality Practice Award. Allpractices within the three PCOs with PQPs participatedin the last year reviewed. There ismuch overlapbetween the three PQPs, and also with the qualityand outcomes framework of the new GP contract.Conclusion The Somerset practice quality programmewas an effective way of improving practiceparticipation in quality activities within Somerset.Thus, practices in Somerset were well placed toachieve the quality markers of the new GP contract.Such a PQP should be attractive to other PCOs inthe UK and could be used to encourage greaterparticipation in quality activity, especially in termsof local quality initiatives.

Key words

healthcare improvement, primary care, quality

Introduction

Everyone concerned with healthcare has the laudable aim of improving the quality of patient care. However, how this should be achieved in practice, and in particular how general practitioners (GPs), and practices can be encouraged to be engaged in a quality agenda is uncertain. The implementation of the new GP contract, in which up to one-third of income is related to quality criteria is heartening. However, how PCTs and politicians can best promote the quality activity needed to address the wider quality agenda is unknown.

What is known is that there are many barriers to improving the quality of care in the health service. This includes adequate time, adequate resources, adequate support and leadership, team approach, cultural change, organisational change and an appropriate educational framework.[111]

Various initiatives have been attempted in the past. It appears that written information or guidelines alone are of little help, as is reflection with peers.[4,5,12,13] It is thought it is important to build on existing activities, and that various frameworks could be used for addressing the quality agenda; these can be disease focused, patient focused or population focused.[9] Supplying adequate information, and recording information well, are very important for improving the measurement of quality of care.[14] There is some evidence that quality improvement has occurred over the past few years, by improving the care provided by the worst practices, and reducing the variability between practices. [14] Indeed, the introduction of a clinical governance framework was based on the assumption that this would improve quality both at the individual, practice, and primary care organisation (PCO) level.11 A range of quality improvement schemes have been around for many years.[9]

The Somerset Practice Quality Programme (PQP) was initially set up by the Somerset Medical Audit Advisory Group (MAAG) in 1998/1999. This multidisciplinary group wished to provide a tool by which practices could demonstrate that they were providing high-quality care. The principles underpinning the SomersetMAAGPQP were that it should be: optional, funded adequately, facilitated by skilled GPs, flexible, graded, based upon externally accepted criteria, and capable of development over time. The initial basic PQP was designed by extracting a small number of criteria from an external quality award, the Royal College of General Practitioners’ (RCGPs’) Quality Practice Award. It was funded, facilitated and offered to practices through the MAAG framework. Its aim was to enable practices to opt into a quality programme by which it could demonstrate to itself, to its patients, to other practices and to the health authority that they were providing care of a high quality and in a way by which they could compare itself with other practices. It was hoped that such a voluntary but funded programme would enable practices to work towards external quality awards.

This paper describes its development as a quality improvement framework and its wide uptake by practices, and PCOs, and the funding that was provided to support its uptake and development.

Method

Copies of all PQPs were obtained by the authors from a variety of sources: MAAG records, the four primary care trusts (PCTs) of the old Somerset Health Authority, and from practices. Data on practice funding to undertake the PQPs and the level of uptake by individual practices were obtained from MAAG records and from the existing PCOs.

They were compared in terms of their content, practice requirements (mandatory and optional sections), quality areas, funding provided, and uptake by practices.

Results

There were three phases to the development of the PQP. Initially it was a short document with a relatively small number of quality areas which practices could choose to undertake (see Table 1). This changed little over two years, during which time itwas funded by the SomersetMAAG (which was ultimately funded by the old Somerset Health Authority). It was variably taken up by practices across Somerset in the four areas which were eventually to become the PCOs.

primarycare-Medical-Audit

Table 1: Outline, funding and uptake over time of the Somerset Medical Audit Advisory Group Practice Quality Programme (PQP), by the four primary care organisationsa within the original Somerset Health Authority

The second phase of the PQP started in 2000/2001 with its development into a larger programme and a doubling of its quality areas by one PCO. To do this a number of sections were expanded as were thenumber of criteria (see Table 1). Criteria were taken from a number of external sources principally. These included the RCGPs’ Fellowship by Assessment, Quality Practice Award, Quality Team Development and Membership by Assessment of Performance. Some were taken from training practice criteria and others from the minimal quality structure of the old GP contract (the ‘Red Book’). Finally a small number were written by individual MAAG members to produce a rounded programme that could be offered to practices. The new feature of the full PQP was that each section or quality area had three levels; a, b and c (later four levels, see Box 1). These were designed to be increasingly difficult to achieve but also at the same time to encourage practices to join at a level appropriate to the stage of their quality development.

primarycare-Taunton-Practice

Box 1: Sample section from 2002/2003 Taunton Practice Quality Programme. This section refers to National Service Framework (NSF) quality activities; mandatory areas are in bold

This was offered to practices that year and also the following year, through their primary care group/ trust. It was at this stage that the four PCOs diverged in how they utilised the PQP. Two of the four organisations opted out and tried to engage practices through different quality mechanisms. Mendip told its practices that they were individually to undertake criteria towards the RCGPs’ Quality Practice Award per se. South Somerset used other mechanisms. Taunton slightly modified the old MAAG PQP for a further year, and Somerset Coast built a larger PQP based around the old MAAG one. In doing so, they acknowledged that practices would need to undertake a high level of quality work and increased markedly the funding to practices (see Table 1). The following year again, only two of the four organisations used the PQP as an instrument for promoting quality in practices. However, both Taunton and Coastal built on the core PQP, expanded its quality areas, and increased payments for practices to engage with the programme.

In the third phase of the PQP, there became more consistency across the three PCOs in Somerset who were utilising the PQP instrument. The two PCOs who had been developing the PQP over the past two years continued to fund it appropriately. South Somerset PCT re-engaged with the PQP model and provided moderate funding for practices to engage with the programme (see Box 2). The other (Mendip) PCO not involved in the PQP continued to instruct its practices to undertake work towards the Quality Practice Award. There is now much overlap between the three PQPs and the Quality appendix of the new GP contract (see Table 2).

primarycare-South-Somerset

Box 2: Summary of South Somerset Practice Quality Programme Quality Areas for 2003/2004

primarycare-Quality-Programme

Table 2: Areas of clinical and organisational activity addressed by the Practice Quality Programme, as it developed over five years, and in relation to the new GP contract

Discussion

The development of the Somerset PQP by the multidisciplinary Medical Advisory Group was welcomed by practices, professional organisations (Local Medical Community, RCGP, practices nurses’ group and GP tutors) and the health authority when it was set up. These professional organisations were represented on the MAAG Steering Group, and provided letters of support in favour of the development of the PQP. Over time it showed itself to be useable, flexible and acceptable to practices who, through participation in the PQP, have been able to demonstrate to themselves, their patients and their PCOs that they are engaging in a quality agenda that should lead to an improved quality of care over time.

Because the individual PCOs have developed their own PQPs from the same core document, and they are similar in their demographic and healthcare needs, there is still a large amount of overlap across the four PCOs in terms of the quality areas in which they are working (see Table 2). With suitable facilitation and exchange of information it should therefore be possible for individual practices to compare their clinical governance activities with most of the Somerset practices, which they were able to do in the previous coherent world when all practices were under the guidance of one health authority. It is hoped with the institution of the new Somerset andDorset Strategic Health Authority that other PCTs may wish to consider utilising the core PQP and its principles to offer coherent developable quality programmes to their practices. Such programmes will need to be funded, skilfully facilitated, offer choices to practices and be sufficiently flexible in terms of evolution, speed of development and practice choice. They could still be used across the whole of a strategic health authority area to enable practices and PCTs to make valuable formative comparisons to develop primary care and enhance its quality. A modified PQP could be a valuable tool, if adequately funded and facilitated, to enable a PCT to enhance quality locally in areas outside of the new GP contract quality and outcomes framework. The GP contract framework still only covers a small proportion of the range of care that GPs and their practices provide.

Those practices that have actively engaged with the PQPs over the last 5–6 years were well placed to address the quality agenda of the new GP contract and/or an external quality award.[15] There is clearly overlap between the quality appendix of the new GP contract and the PQPs in use in Somerset, but there are many areas where practices and/or PCOs will wish to undertake incremental development work to enhance the quality of care that they provide; the PQP is flexible enough to be further developed to meet these needs. Immediate examples of areas of care not covered by the quality appendix are emergency and acute care, referrals, the National Service Frameworks, and many other chronic disease and illness areas. PCOs could modify such a PQP to incorporate these areas, plus local areas where quality work needs to be done but which is not covered in the new GP contract quality appendix.

The Somerset PQPs have overcome barriers to engaging practices in the quality agenda in Somerset. In doing so they are likely to have produced a cultural change in the views of GPs and organisational change at practice level, through a funded, quality framework. [15,8,11]Webelieve that its success has been due to its incremental nature, freedom of practices to opt in and opt out at whatever level suits them, adequate funding and suitable facilitation by GP peers.[1,58] Such a multi-choice, multi-level, multi-focus quality framework should be attractive to other PCOs as they seek to encourage practices to improve the quality of care they provide not only in terms of the new GP contract, but also in terms of local health needs.

Conflicts of Interest

None.

References